-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RQY/IIf3Ra8KxssSjaRPj72MgcAvKGVYkdEEuIomL8BqyO6C8RlWmSHnb7yMIEwQ DGHRN1zXpv1UTxPBzTRcag== 0000950134-97-005338.txt : 19970716 0000950134-97-005338.hdr.sgml : 19970716 ACCESSION NUMBER: 0000950134-97-005338 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970715 SROS: NASD SROS: PSE GROUP MEMBERS: BOX BROTHERS HOLDING CO GROUP MEMBERS: BOX CONTROL, LLC GROUP MEMBERS: DON D. BOX GROUP MEMBERS: DON D. BOX 1996 TRUST GROUP MEMBERS: DOUGLAS D. BOX GROUP MEMBERS: DOUGLAS D. BOX 1996 TRUST GROUP MEMBERS: GARY D. BOX GROUP MEMBERS: GARY D. BOX 1996 TRUST SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BOX ENERGY CORP CENTRAL INDEX KEY: 0000874992 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 752369148 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-46185 FILM NUMBER: 97640977 BUSINESS ADDRESS: STREET 1: 8201 PRESTON RD STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2148908000 MAIL ADDRESS: STREET 1: 8201 PRESTON RD STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75225-6211 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BOX BROTHERS HOLDING CO CENTRAL INDEX KEY: 0000922929 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1105 NORTH MARKET ST STREET 2: STE 1300 CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 2148908069 MAIL ADDRESS: STREET 1: 1105 NORTH MARKET ST STREET 2: STE 2500 CITY: WILMINGTON STATE: DE ZIP: 19801 SC 13D/A 1 AMENDMENT NO. 6 SCHEDULE 13D 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) * Box Energy Corporation (Name of Issuer) Class A (Voting) Common Stock, Par Value $1.00 Per Share (Title of Class of Securities) 103168100 (Cusip Number) Don D. Box 8201 Preston Road, Suite 600 Dallas, Texas 75225 (214) 890-8000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) July 2, 1997 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box [ ]. Check the following box if a fee is being paid with the statement [ ]. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (continued on following pages) 2 - -------------------------------------------------------------------------------- 1. Name of Reporting Person: Box Brothers Holding Company - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /x/ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - -------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Delaware - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power: 1,840,525 Beneficially --------------------------------------------------------------- Owned By 8. Shared Voting Power: -0- Each --------------------------------------------------------------- Reporting 9. Sole Dispositive Power: 1,840,525 Person --------------------------------------------------------------- With 10. Shared Dispositive Power: -0- - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,840,525 - -------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 56.6% - -------------------------------------------------------------------------------- 14. Type of Reporting Person: CO - -------------------------------------------------------------------------------- 2 3 - -------------------------------------------------------------------------------- 1. Name of Reporting Person: Don D. Box 1996 Trust - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /x/ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - -------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Texas - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power: -0- Beneficially --------------------------------------------------------------- Owned By 8. Shared Voting Power: -0- Each --------------------------------------------------------------- Reporting 9. Sole Dispositive Power: -0- Person --------------------------------------------------------------- With 10. Shared Dispositive Power: -0- - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,840,525 (1) - -------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 56.6% - -------------------------------------------------------------------------------- 14. Type of Reporting Person: 00 - Trust - -------------------------------------------------------------------------------- (1) In its capacity as one of three members of Box Control, LLC. 3 4 - -------------------------------------------------------------------------------- 1. Name of Reporting Person: Gary D. Box 1996 Trust - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /x/ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - -------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Texas - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power: -0- Beneficially --------------------------------------------------------------- Owned By 8. Shared Voting Power: -0- Each --------------------------------------------------------------- Reporting 9. Sole Dispositive Power: -0- Person --------------------------------------------------------------- With 10. Shared Dispositive Power: -0- - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,840,525 (1) - -------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 56.6% - -------------------------------------------------------------------------------- 14. Type of Reporting Person: 00 - Trust - -------------------------------------------------------------------------------- (1) In its capacity as one of three members of Box Control, LLC. 4 5 - -------------------------------------------------------------------------------- 1. Name of Reporting Person: Douglas D. Box 1996 Trust - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /x/ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - -------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Texas - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power: -0- Beneficially --------------------------------------------------------------- Owned By 8. Shared Voting Power: 1,840,525 (1) Each --------------------------------------------------------------- Reporting 9. Sole Dispositive Power: -0- Person --------------------------------------------------------------- With 10. Shared Dispositive Power: 1,840,525 (1) - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,840,525 (1) - -------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 56.6% - -------------------------------------------------------------------------------- 14. Type of Reporting Person: 00 - Trust - -------------------------------------------------------------------------------- (1) In its capacity as one of two holders of voting stock of Box Brothers Holding Company. 5 6 - -------------------------------------------------------------------------------- 1. Name of Reporting Person: Don D. Box - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /x/ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - -------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: U.S.A. - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power: -0- Beneficially --------------------------------------------------------------- Owned By 8. Shared Voting Power: 1,840,525 (1) Each --------------------------------------------------------------- Reporting 9. Sole Dispositive Power: -0- Person --------------------------------------------------------------- With 10. Shared Dispositive Power: 1,840,525 (1) - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,840,525 (1) - -------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 56.6% - -------------------------------------------------------------------------------- 14. Type of Reporting Person: IN - -------------------------------------------------------------------------------- (1) In his capacity as one of three trustees of the Douglas D. Box 1996 Trust. 6 7 - -------------------------------------------------------------------------------- 1. Name of Reporting Person: Gary D. Box - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /x/ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - -------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: U.S.A. - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power: -0- Beneficially --------------------------------------------------------------- Owned By 8. Shared Voting Power: 1,840,525 (1) Each --------------------------------------------------------------- Reporting 9. Sole Dispositive Power: -0- Person --------------------------------------------------------------- With 10. Shared Dispositive Power: 1,840,525 (1) - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,840,525 (1) - -------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 56.6% - -------------------------------------------------------------------------------- 14. Type of Reporting Person: IN - -------------------------------------------------------------------------------- (1) In his capacity as one of three trustees of the Douglas D. Box 1996 Trust, and as one of two managers of Box Control, LLC. 7 8 - -------------------------------------------------------------------------------- 1. Name of Reporting Person: Douglas D. Box - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /x/ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - -------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: U.S.A. - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power: 3,325 Beneficially --------------------------------------------------------------- Owned By 8. Shared Voting Power: 1,840,525 (1) Each --------------------------------------------------------------- Reporting 9. Sole Dispositive Power: 3,325 Person --------------------------------------------------------------- With 10. Shared Dispositive Power: 1,840,525 (1) - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,843,850 (1) - -------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 56.7% - -------------------------------------------------------------------------------- 14. Type of Reporting Person: IN - -------------------------------------------------------------------------------- (1) In his capacity as one of three trustees of the Douglas D. Box 1996 Trust, and as one of two managers of Box Control, LLC. 8 9 - -------------------------------------------------------------------------------- 1. Name of Reporting Person: Box Control, LLC - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group: (a) / / (b) /x/ - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Source of Funds: Not Applicable - -------------------------------------------------------------------------------- 5. Check box if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e): / / - -------------------------------------------------------------------------------- 6. Citizenship or Place of Organization: Texas - -------------------------------------------------------------------------------- Number of Shares 7. Sole Voting Power: -0- Beneficially --------------------------------------------------------------- Owned By 8. Shared Voting Power: 1,840,525 (1) Each --------------------------------------------------------------- Reporting 9. Sole Dispositive Power: -0- Person --------------------------------------------------------------- With 10. Shared Dispositive Power: 1,840,525 (1) - -------------------------------------------------------------------------------- 11. Aggregate Amount Beneficially Owned by Each Reporting Person: 1,840,525 (1) - -------------------------------------------------------------------------------- 12. Check Box if the Aggregate Amount in Row (11) Excludes Certain Shares: / / - -------------------------------------------------------------------------------- 13. Percent of Class Represented by Amount in Row (11): 56.6% - -------------------------------------------------------------------------------- 14. Type of Reporting Person: 00 - Limited Liability Company - -------------------------------------------------------------------------------- (1) In its capacity as one of two owners of Box Brothers Holding Company voting common stock. 9 10 Pursuant to Rule 13d-2(a) of Regulation 13D-G of the General Rules and Regulations under the Securities Exchange Act of 1934, as amended (the "Act"), the undersigned hereby amend Amendment No. 1 dated February 29, 1996, Amendment No. 2 dated June 19, 1996, Amendment No. 3 dated June 29, 1996, Amendment No. 4 dated March 2, 1997, and Amendment No. 5 dated March 6, 1997 of the Schedule 13D Statement dated February 25, 1994 (the "Schedule 13D"), relating to the Class A (Voting) Common Stock, par value $1.00 per share, of Box Energy Corporation. Unless otherwise indicated, all defined terms used herein shall have the same meanings respectively ascribed to them in the Schedule 13D. Item 2. IDENTITY AND BACKGROUND. Pursuant to Rule 13d-1(f) (1) - (2) of Regulation 13D-G of the General Rules and Regulations under the Act, the undersigned hereby file this Schedule 13D Statement on behalf of Box Brothers Holding Company, a Delaware corporation ("BBHC"), the Don D. Box 1996 Trust ("DDBT"), the Gary D. Box 1996 Trust ("GDBT"), the Douglas D. Box 1996 Trust ("DBT"), Gary D. Box ("GDB"), Douglas D. Box ("DB") and Box Control, LLC ("BCLC"). BBHC, DDBT, GDBT, DBT, GDB, DB, and BCLC are sometimes hereinafter collectively referred to as the "Reporting Persons." On July 2, 1997, certain members of BCLC (the Don D. Box 1996 Trust and the Gary D. Box 1996 Trust) amended the Regulations of BCLC to, among other things, (a) allow for non-members of BCLC to serve as managers of BCLC, and (b) allow for a majority of all members of BCLC to remove and appoint managers of BCLC in accordance with the terms of the Regulations of BCLC, as amended. In connection with such amendments and in accordance with the Regulations of BCLC, certain members of BCLC (the Don D. Box 1996 Trust and the Gary D. Box 1996 Trust) acting by and through two of its co-trustees (Gary D. Box and Douglas D. Box) removed Don D. Box ("DDB") as the sole manager of BCLC and appointed Gary D. Box and Douglas D. Box to serve as co-managers of BCLC. As the only holders of voting stock of BBHC, BCLC and its managers, and DDBT and its co-trustees, may, pursuant to Rule 13d-3 under the Act, be deemed to be the beneficial owners of the shares of the Stock owned by BBHC. Management of BCLC and certain corporate transactions related thereto are currently being contested by DDB. Furthermore, in light of the dispute between various parties (i.e., DDB, GDB, DB, etc.) regarding the proper membership on BBHC's Board of Directors and the Managers of BCLC, the parties are in the process of negotiating a Status Quo Order with respect to the case styled, Don D. Box and Box Control, LLC, Plaintiffs v. Otto J. Buis, D. James Fajack, Gary D. Box, Douglas D. Box and Box Brothers Holding Company, Defendents, in Civil Action No. 15595, in the Court of Chancery of the State of Delaware in and for New Castle County, Delaware. The Status Quo Order would require, among other things, that the business and affairs of BBHC and subsidiaries and BCLC would be managed by DB, GDB and DDB, with any actions being taken as are unanimously approved in advance by DB, GDB and DDB. (a) - (c) BBHC BBHC is a Delaware corporation, the principal business of which is acting as a holding company with holdings primarily in entities engaged in oil and gas production and related activities. The principal business address of BBHC, which also serves as its principal office, is 1105 North Market Street, Suite 1300, Wilmington, Delaware 19801. Pursuant to Instruction C to Schedule 13D of the Act, the name, residence or business address, and present principal occupation or employment of each director, executive officer and controlling person of BBHC are as follows: 10 11
RESIDENCE OR PRINCIPAL OCCUPATION NAME BUSINESS ADDRESS OR EMPLOYMENT DB 8201 Preston Rd., Suite 600 President, Chairman of the Board and Secretary Dallas, Texas 75225 of BBHC; President, Chairman of the Board and Treasurer of CKB Petroleum, Inc. GDB 8201 Preston Rd., Suite 600 Vice President and Treasurer of BBHC; Vice Dallas, Texas 75225 President and Secretary of CKB Petroleum, Inc. DDB 8201 Preston Rd., Suite 600 Vice President and Assistant Secretary of BBHC; Dallas, Texas 75225 Vice President and Assistant Secretary of CKB Petroleum, Inc.
DDBT DDBT is an irrevocable trust established under the laws of the State of Texas. The principal business address of DDBT, which also serves as its principal office, is 8201 Preston Road, Dallas, Texas 75225. Pursuant to Instruction C to Schedule 13D of the Act, information with respect to DDB, GDB and DB, the co-trustees of DDBT, is set forth above. GDBT GDBT is an irrevocable trust established under the laws of the State of Texas. The principal business address of GDBT, which also serves as its principal office, is 8201 Preston Road, Dallas, Texas 75225. Pursuant to Instruction C to Schedule 13D of the Act, information with respect to DDB, GDB and DB, the co-trustees of GDBT, is set forth above. DBT DBT is an irrevocable trust established under the laws of the State of Texas. The principal business address of DBT, which also serves as its principal office, is 8201 Preston Road, Dallas, Texas 75225. Pursuant to Instruction C to Schedule 13D of the Act, information with respect to DDB, GDB and DB, the co-trustees of DBT, is set forth above. DDB See answers above. GDB See answers above. DB See answers above. BCLC BCLC is a limited liability company established under the laws of the State of Texas. The principal business address of BCLC, which also serves as its principal office, is 8201 Preston Road, Dallas, Texas 75225. 11 12 (d) None of the entities or persons identified in this Item 2 has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). Item 5. INTEREST IN SECURITIES OF THE ISSUER. (a) BCLC BCLC, as one of two holders of voting stock of BBHC, has shared power to vote or direct the vote and to dispose or direct the disposition of 1,840,525 shares of Stock. DDBT Because of its position as a member of BCLC, DDBT may, pursuant to Rule 13d-3 of the Act, be deemed to be the beneficial owner of 1,840,525 shares of the Stock, which constitutes approximately 56.6% of the outstanding shares of the Stock. GDBT Because of its position as a member of BCLC, GDBT may, pursuant to Rule 13d-3 of the Act, be deemed to be the beneficial owner of 1,840,525 shares of the Stock, which constitutes approximately 56.6% of the outstanding shares of the Stock. DBT Because of its position as one of two holders of voting stock of BBHC, DBT may, pursuant to Rule 13d-3 of the Act, be deemed to be the beneficial owner of 1,840,525 shares of the Stock, which constitutes approximately 56.6% of the outstanding shares of the Stock. DDB Because of his position as a Trustee of each of DDBT, GDBT and DBT, DDB may, pursuant to Rule 13d-3 of the Act, be deemed to be the beneficial owner of 1,840,525 shares of the Stock, which constitutes approximately 56.6% of the outstanding shares of the Stock. GDB Because of his position as a Trustee of each of DDBT, GDBT and DBT and as one of two managers of BCLC, GDB may, pursuant to Rule 13d-3 of the Act, be deemed to be the beneficial owner of 1,840,525 shares of the Stock, which constitutes approximately 56.6% of the outstanding shares of the Stock. DB Because of his individual ownership of 3,325 shares of the Stock, because of his position as a Trustee of each of DDBT, GDBT, DBT and as one of two managers of BCLC, DB may, pursuant to Rule 13d-3 of the Act, be deemed to be the beneficial owner of 1,843,850 shares of the Stock, which constitutes approximately 56.7% of the outstanding shares of the Stock. (b) DDBT As one of three members of BCLC, DDBT is a non-voting member and may not vote or direct the vote or dispose or direct the disposition of 1,840,525 shares of the Stock. 12 13 GDBT As one of three members of BCLC, GDBT is a non-voting member and may not vote or direct the vote or dispose or direct the disposition of 1,840,525 shares of the Stock. DBT As one of two holders of voting stock of BBHC, DBT has shared power to vote or to direct the vote and to dispose or to direct the disposition of 1,840,525 shares of the Stock. DDB In his capacity as a trustee of the DBT, DDB has the shared power to vote or to direct the vote and to dispose or to direct the disposition of 1,840,525 shares of the Stock. GDB In his capacity as a trustee of the DBT and as one of two managers of BCLC, GDB has the shared power to vote or to direct the vote and to dispose or to direct the disposition of 1,840,525 shares of the Stock. DB DB has the sole power to vote or to direct the vote and to dispose or to direct the disposition of 3,325 shares of the Stock. In his capacity as a trustee of the DBT and as one of two managers of BCLC, DB has the shared power to vote or to direct the vote and to dispose or to direct the disposition of 1,840,525 shares of the Stock. (c) To the best of the knowledge of each of the Reporting Persons, none of the persons named in response to paragraph (a) has effected any transactions in shares of the Stock during the past 60 days. (d) Each of the Reporting Persons affirms that no person other than such Reporting Person has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the shares of the Stock owned by such Reporting Person. (e) Not Applicable. The statements contained herein are without prejudice to the claims or defenses stated or that could be stated by Gary D. Box in Cause No. 97-1841-P3, Cause No. 15595NC (Del.), or any other lawsuit, or the previously stated claim or claims or defenses that were or could be stated by Douglas D. Box in Cause No. 97-883-P/P2, Cause No. 15595NC (Del.), or any other lawsuit. 13 14 After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. DATED: July 15, 1997 BOX BROTHERS HOLDING COMPANY By: /s/ DOUGLAS D. BOX ---------------------------------------- Douglas D. Box, President BOX CONTROL, LLC, By: /s/ GARY D. BOX ---------------------------------------- Gary D. Box, Co-Manager By: /s/ DOUGLAS D. BOX ---------------------------------------- Douglas D. Box, Co-Manager By: /s/ GARY D. BOX Gary D. Box, ---------------------------------------- Individually and as Trustee of each of: DON D. BOX 1996 TRUST GARY D. BOX 1996 TRUST DOUGLAS D. BOX 1996 TRUST By: /s/ DOUGLAS D. BOX ---------------------------------------- Douglas D. Box, Individually and as Trustee of each of: DON D. BOX 1996 TRUST GARY D. BOX 1996 TRUST DOUGLAS D. BOX 1996 TRUST 14 -----END PRIVACY-ENHANCED MESSAGE-----